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Nationwide Investor Representation Did you lose money as a result of investment fraud, corporate wrongdoing, or misconduct by your investment advisor? We have helped thousands of investors seek compensation for losses they suffered as a result of - If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options at  Contact Us: Goldman Scarlato & Penny P.C rosca@lawgsp.com 8 Tower Bridge, Suite 1025 161 Washington St Philadelphia, PA, 19428 United States 888-998-0530 https://investorlawyers.org/ Resource URLs:-  https://investorlawyers.org/practice-areas/ Copyright ©2020 Goldman, Scarlato & Penny P.C.

FRANK DIETRICH— ALLEGED WOODBRIDGE PONZI  SCHEME Frank Dietrich  Allegedly Sold $$10.8 Million of Woodbridge Ponzi Scheme Notes to 58 Investors; Dietrich Allegedly Took in $261,000 in Commissions from Said Sales Frank Dietrich  allegedly sold $10.8 million worth of Woodbridge Ponzi notes to 58 investors, 30 of whom were firm customers, according to a FINRA Letter of Acceptance, Waiver and Consent (AWC) under review by investor rights attorney Alan Rosca. Frank Dietrich  allegedly took in $261,000 in commissions from said sales, FINRA notes. Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Frank Dietrich’s alleged involvement in the Woodbridge Ponzi scheme. The Goldman Scarlato & Penny PC law firm represents other Woodbridge investors and we would like to talk to investors who purchased Woodbridge notes through Dietrich. Investors who believe they may have lost money in activity related to Frank Dietrich’s alleged

FAILURE TO SUPERVISE  LAWYERS We represent investors who suffer losses as a result of their brokers selling them improper or fraudulent investments “away from the brokerage firm.” Selling away is the inappropriate practice by brokers or investment professionals who sell securities not offered by the brokerage firm with which they are associated or affiliated, or outside the regular course or scope of business of those brokers’ firms. Brokers or financial advisors who sell investment products which their firm doesn’t carry or offer may be liable for selling away from the firm, a practice usually prohibited because of its susceptibility to fraud, deception, and increased risk to investors. One potential hazard of selling away is that an investor may falsely believe that an outside investment is endorsed in good faith by the broker’s firm, thus giving it a mistaken sense of legitimacy and security. Also, as the firm is not properly supervising the sale according to specific

Mark Goldman Throughout Mr. Goldman’s professional career he has concentrated his practice in complex class action litigation involving violations of state consumer-protection statutes and privacy protection, the federal securities laws, and federal and state antitrust laws. Mr. Goldman currently represents victims of identity theft and data breaches, seeking to hold Anthem, Inc., United Shore Financial Services and Xerox Mortgage Services, Athens Orthopedic Clinic, Community Health Systems, and Intuit accountable for failing to protect his clients’ personal information. Mr. Goldman was also one of the attorneys involved in two of the largest antitrust recoveries ever obtained for small businesses and individuals, In re Brand Name Prescription Drug Antitrust Litigation ($723 million) and In re NASDAQ Market Makers Antitrust Litigation ($1.027 billion). Mr. Goldman served as lead counsel in consumer fraud cases successfully brought against a number of life insurance companies,