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REAL ESTATE INVESTMENT TRUSTS Gregory Alan Smith, a Shreveport investment advisor, pleaded guilty to conspiracy to commit wire fraud over the summer of 2019. Now, his sentencing has been pushed back months, pending the trial of his co-defendant Kirbyjon H. Caldwell. Smith, 55, previously pleaded guilty to swindling clients out of millions. This case is now under review by Goldman Scarlato & Penny PC attorneys. The Goldman Scarlato & Penny PC investment fraud lawyers are investigating activity related to Gregory Alan Smith’s alleged conspiracy to commit wire fraud on behalf of investors. Goldman Scarlato & Penny PC lawyers are also reviewing any case-related records. Those with useful information or questions about their potential loss recovery options may contact attorney Alan Rosca or his colleagues for a free, no-obligation discussion.  Contact Us Goldman Scarlato & Penny P.C. rosca@lawgsp.com 8 Tower Bridge, Su

                          Commodities Fraud We seek compensation for victims of commodities fraud such as precious metal fraud, forex fraud, and futures fraud. The majority of commodity fraud cases arise from the forex market and the precious metals market. Investors with access to these and other commodities markets sometimes engage in speculative, high-risk commodities trading at the behest of unscrupulous brokers and without adequately understanding the risks involved. Unethical promoters often prey on investors who are concerned with downturns in the economy or instability in financial markets, and their advertising pitches might warn of impending doom and financial calamity for those only holding fiat currency or stocks and bonds. They may promote schemes in gold, silver, platinum and palladium to fight downturns in the economy or to hedge against inflation, and foreign exchange risk. Inexperienced or unsophisticated investors should be careful of com

Unsuitable Recommendations Securities broker-dealer firms and professionals have a duty to only recommend to their customers investments that are suitable for those customers’ investment profiles, experience, and risk tolerance. The securities regulators have enacted extensive suitability rules and regulations applicable to a broker’s recommendations with regards to specific investments. Brokers must ascertain the suitability of investments for each individual customer, based on factors such as: Contact Us Goldman Scarlato & Penny P.C. rosca@lawgsp.com 8 Tower Bridge, Suite 1025 161 Washington St Philadelphia ,  PA ,  19428   United States 888-998-0530 https://investorlawyers.org Resource URL:- https://investorlawyers.org/practice-areas/unsuitable-recommendations/ Copyright ©2020 Goldman, Scarlato & Penny P.C.