investorslawyers

Penny Stocks  We represent investors who suffer losses as a result of investments in penny stocks. Penny stocks are securities that are not listed on a national securities exchange like the NYSE or NASDAQ, and are usually quoted on the over-the- counter (OTC) markets, formerly known as Pink OTC Markets Inc.                                    They are priced under $5.00 per share, but most trade well under a dollar, and many trade below a  penny. Contact US Goldman Scarlato & Penny P.C. rosca@lawgsp.com 8 Tower Bridge, Suite 1025 161 Washington St Philadelphia ,  PA ,  19428   United States 888-998-0530 https://investorlawyers.org Resource URL:- https:https://investorlawyers.org/investment-products/penny-stocks/ Copyright ©2018 Goldman, Scarlato & Penny P.C.

Broker Allegedly Involved in Wire Scheme | Ramon Herrera Ramon A. Herrera, formerly of Wells Fargo, Allegedly Stole Approximately $450,000 from Roughly 40 Clients; Herrera, of Union City, NJ, Allegedly Targeted Spanish-speaking Elders. Ramon A. Herrera, a former Wells Fargo financial advisor, allegedly misappropriated approximately $450,000 from roughly 40 clients, according to an October 24th New Jersey report under review by investor rights attorney Alan Rosca. Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Ramon A. Herrera’s alleged misappropriation of client funds. Contact Us Goldman Scarlato & Penny P.C. rosca@lawgsp.com 8 Tower Bridge, Suite 1025 161 Washington St Philadelphia ,  PA ,  19428   United States 888-998-0530 https://investorlawyers.org Resource URL:- https://investorlawyers.org/ramon-a-herrera-alleged-misappropri...

Aberon Capital Management  Principal Niket Jain Allegedly Operated a Four-year $20 Million Investment Scheme; Jain Faces Charges of alleged Securities Fraud & Obstruction Aberon Capital Management principal  Niket Jain , from 2010 until 2014, allegedly operated a four-year, $20 million investment scheme via his Cayman Islands hedge fund, according to reports from Manhattan federal prosecutors under review by investor rights attorney Alan Rosca. Niket Jain  Allegedly Lied to the SEC about False Documents; Jain Allegedly Told an Investor that an Account Held $18M when it Actually Allegedly Held only $7M Niket Jain  also allegedly made false statements to the SEC during the course of January 2018 sit-down wherein he was asked about false documents, according to an indictment under review by investor rights attorney Alan Rosca. Contact US Goldman Scarlato & Penny P.C. rosca@lawgsp.com 8 Tower Bridge, Suite 1025 161 Washington ...

Private Placements We represent investors who lost money invested in private placements that were unsuitable for their investment profile, or fraudulent. A private placement is an alternative method for companies to raise capital, as distinguished from a public securities offering or traditional bank financing. In a private placement, an issuer of securities – which securities can range from stocks to bonds or promissory notes, and other types – approaches, typically through a broker or sales agent, individual investors who meet certain levels of wealth and sophistication, and offers those investments to them privately. Key features that classify a security as a private placement include: a limited number of “accredited” investors the securities are not publicly offered the securities are not registered with the securities regulators Accredited investors are defined as, most typically, individuals or corporate entities that have a net worth in excess of $1,00...